UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K/A

(Amendment No. 1)

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 7, 2021

 

INFORMATION ANALYSIS INCORPORATED

(Exact name of registrant as specified in its charter)

 

VA 000-22405 54-1167364
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

 

11240 Waples Mill Rd, Ste 201

Fairfax, VA 22030

(Address of principal executive offices, including zip code)

 

703-383-3000

(Registrant's telephone number, including area code)

 

 

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

None

N/A

N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

Explanatory Note

 

This Amendment No. 1 to Current Report on Form 8-K (this “Form 8-K/A”) amends the Current Report on Form 8-K of Information Analysis Incorporated (the “Company”) filed with the Securities and Exchange Commission on April 14, 2021 (the “Original Form 8-K”), which reported that the Company sold 495,999 shares of its common stock at a price of $1.50 per share. The quantity of shares sold was incorrect. This Form 8-K/A amends Item 3.02 of the Original Form 8-K to correct the quantity of shares sold.

 

 

Item 3.02         Unregistered Sale of Equity Securities         

 

On March 29 through March 31, 2021, the Company sold 330,666 shares of its common stock at a price of $1.50 per share for total proceeds of $495,999. The Company relied upon Rule 506(c) of Regulation D in issuing these shares. No commissions were payable in connection with this offering.

 

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

   

INFORMATION ANALYSIS INCORPORATED

     

Date: May 18, 2021

By: 

/s/ Matthew T. Sands

   

Matthew T. Sands

   

Chief Financial Officer